Privacy Policy
Pleasanton Financial Advisors has the most protective privacy policy possible. We never sell or lend any information about our clients. Our complete Privacy Statement is shown below.
Pleasanton Financial Advisors is committed to maintaining the confidentiality, integrity, and security of the personal information that is entrusted to us.
The categories of nonpublic information that we collect from you may include information about your personal finances, information about your health to the extent that it is needed for the financial planning process, information about transactions between you and third parties, and information from consumer reporting agencies, e.g., credit reports. We use this information to help you meet your personal financial goals.
With your permission, we disclose limited information to attorneys, accountants, and mortgage lenders with whom you have established a relationship. You may opt out from our sharing information with these nonaffiliated third parties by notifying us at any time by telephone, mail, fax, email, or in person. With your permission, we share a limited amount of information about you with your brokerage firm if we execute securities transactions on your behalf.
We maintain a secure office to ensure that your information is not placed at unreasonable risk. For example, we maintain locked files for storing confidential information, and we employ a firewall barrier to protect our computers from intrusion via the Internet.
We do not provide your personal information to mailing list vendors or solicitors.
Federal and state securities regulators may review our Company records and your personal records as permitted by law. Personally identifiable information about you will be maintained while you are a client, and for the period thereafter that records are required to be maintained by federal and state securities laws. After that time, information may be destroyed.
We will notify you in advance if our privacy policy is expected to change. We are required by law to deliver this Privacy Statement to you annually, in writing.